Regulatory Compliance Association Reviews

Curriculum

RCA Cybersecurity Summit

The Regulatory Compliance Association presented “Enforcement, Compliance & Operations-2014” in New York.

Venue: 1301 Avenue of the Americas
Date: September 8, 2015

SYMPOSIUM TUITION RATES

Standard Registration: $298
Subsidized Registration: $99 
Clients of Chadbourne & Parke: Complimentary

CURRICULUM

2:30 PM to 3:30 PM – Registration and Networking Reception

3:30 PM to 3:45 PM – Chairman’s Opening Remarks

3:45 PM to 4:35 PM
Key Note – Cybersecurity Examination Priorities and Regulatory Expectations
Chris Hetner, Cybersecurity Lead, Technology Controls Program, OCIE, SEC

4:35 PM to 5:45 PM
CCO Cybersecurity Roundtable – Commentary, Analysis and Q&A

  • Cybersecurity compliance testing under Rule 206(4)-7 and Rule 38a-1 – CCOs case studies based upon Regulatory and Board expectations
  • Prioritizing regulatory expectations based upon your firm’s operating model, infrastructure and resources.
  • Conducting a cost-effective Cybersecurity Resiliency Assessment for your firm
  • Ascertaining the relevant types and level of various Cybersecurity Testing (e.g. Penetration Testing)
  • Implementing cost-efficient Cybersecurity practices, resources and infrastructure
  • Due diligence processes for Administrators and 3rd party service providers,
  • Evaluating Cybersecurity Vendors
  • Procuring Cybersecurity Insurance

5:30 PM to 6:30 PM
“Support Our Veterans” Cocktail Reception & “Meet the Regulators”

 

5 HOUR ON-DEMAND BONUS – CYBERSECURITY FOR ASSET MANAGERS COURSE
In addition, delegates shall receive access to RCA’s JD & Masters Concentration 5 hour course on Cybersecurity for Asset Managers

Sr. Fellows from Practice Include:
Chris Hetner, Cybersecurity Lead, Technology Controls Program, OCIE, SEC
Edward Schmidt, Assistant Director , Technology Controls Program, OCIE, SEC (On-Demand)
Tim O’Brien, Supervisory Special Agent, FBI (On-Demand)