Regulatory Compliance Association Reviews

Speaking Faculty

Enforcement, Compliance & Operations (ECO) – New York 2017™


DATE: MAY 18TH, 2017

Campos-Atkins RCA backdrop


Standard Registration: $898
Subsidized Registration: $698 
PracticEdge Members: $398
RCA myUniversity: Complimentary (Contact Your Curriculum Advisor)



Accredited Symposium Speakers

Meyer Eisenberg, JD, Sr. Research Scholar, Columbia Law School
Roel Campos, JD, Commissioner, SEC*
Paul Atkins, JD, Commissioner, SEC*
Troy Paredes, JD, Commissioner, SEC*
Andrew Donohue, JD, Chief of Staff, SEC*
Patricia Cushing, CPA, Director of Compliance, NFA
Jonathan Kay, JD, Regional Director, NY Regional Office, DOL
James Burns, JD, Deputy Director, Trading & Markets, SEC*
Jennifer Duggins, Assistant Director, Co-Head Private Funds Unit, OCIE, SEC
Majid Mahmood, Exam Manager, SEC
Beth Kaiser, Director- Investment Performance Standards, CFA Institute
Kip Allardt, Global Relationship Manager, Discovery Capital Management

Top Alternative Investment and Asset Management Firms:
Michael Loughney, JD, Global Head of Equities Compliance, Millennium Management LLC
Richard Swanson, JD, GC, York Capital
Mark Polemeni, JD, CCO & Associate GC, Citadel
Willliam Ryan, JD, LL.M, Chief Fiduciary Officer, Evercore
Adam Schreck, JD, GC, Discovery Capital Management
Orly Lax, JD, GC & CCO, Crown Sterling LLC
Cynthia Marian, JD, LLM, GC & CCO, Civic Capital Advisors LLC
Beste Portnoff, Principal, Head of ODD, Bessemer Trust
Jasmin Sethi, JD, VP, BlackRock
Kirk Rule, JD, CCO, J.P. Morgan Alternative Asset Management, Inc
Wendy Sheu, Braceberidge Capital

Blue Chip Industry Executives:
Terence Healy, JD, Partner, Hughes Hubbard & Reed LLP
Christopher Wells, JD, Partner, Proskauer Rose
Justin Shigemi, JD, Partner, Finn Dixon & Herling
Beth Kramer, JD, Partner, Chadbourne & Parke
Reed Balmer, JD, Partner, Finn Dixon & Herling
Ingrid Pierce, LLB, Partner, Walkers Global
Catherine Smith, JD, GC, Guidepoint Global
Joseph Davidsohn, CEO, Davidsohn Global Technologies
Carmen Lawrence, Partner, King & Spalding
Lucy Frew, Partner, Walkers



* Guest Lecturer
** Former
+ Participating on Faculty of Related PracticEdge Session