Regulatory Compliance Association Reviews

Regulatory Practice & Reporting: Addressing Emerging Areas of Heightened Scrutiny™

Practice Edge 02

Regulatory Practice & Reporting: Addressing Emerging Areas of Heightened Scrutiny

Date: June 5, 2014
General Session: 12 Noon to 1:30 PM
Location: Webcast (Free)

Interested in CLE or CPE (A & A hours), attend via the RCA’s Online University (On Demand) – free for Practice Edge Elite Members

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Content

Topics to be discussed:

  • Markets and Trading;
  • Bermuda Legislative / Business Update (focus on hedge funds);
  • Liquid Alternatives ;
  • Heightened Scrutiny by SEC of Fiduciary Responsibilities;
  • AIFMD;
  • Cybersecurity (in Light of Recent SEC Focus); and
  • NFA Proposed Capital Requirements for CPOs/CTAs.

Session Chairman:
Walter Zebrowski, JD, CPA, Principal, Hedgemony Partners
Chairman, Regulatory Compliance Association

Senior Fellow from Practice:
Matthew Eisenberg, Partner, Finn Dixon & Herling

Guest Lecturers:
Brendan Kalb, JD, GC, AQR Capital
Shelby Weldon, Director of Licensing & Authorisation, Cayman Islands Govt. Tax Information Authority
Forest Wolfe, General Counsel & Chief Compliance Officer, Angelo Gordon

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