Regulatory Compliance Association Reviews

Bank Secrecy, USA Patriot Act, and International Sanctions programs™

Practice Edge 02

Date: February 11, 2016
General Session: 12 Noon to 1:30 PM EST
Location: Webcast (Free)

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The Bank Secrecy Act (“BSA”), USA Patriot Act and International Sanctions programs are intended to provide an overview and analysis of the aforementioned topics as they relate to Financial Institutions. The instruction material has been assembled to provide an overview of the evolution of the BSA, the impact of the USA Patriot Act, US and international sanctions programs. The Speaking Faculty will address key legislative components and the impact to Financial Institution Compliance programs. The participants will discuss consequences associated with non-compliance. The session will also provide insight on Regulatory expectations,in respect to, client monitoring & screening, client & transaction scanning for sanctions nexus, BSA and OFAC reporting and/or required actions such as blocking. To further enhance the course, real life case studies will be discussed during the session.

Students will master the following at the conclusion of this session:

  • Analyze and comprehend the BSA, USA Patriot Act and International Sanctions programs
  • Identify the key legislative components & the impact to Financial Institution Compliance programs
  • Interpret regulatory expectations regarding client monitoring & screening
  • Comprehend regulatory expectations regarding client & transaction scanning for sanctions nexus
  • Identify and utilize BSA and OFAC reporting and/or required actions

Session Chairman:

Walter Zebrowski, JD, CPA, Principal, Hedgemony Partners
Chairman, Regulatory Compliance Association

Senior Fellow from Practice:

Salvatore Scotto, CEO, Sanctions Forensics & F.C.C Advisory Services

Guest Lecturers:

David Chenkin, Esquire, Managing Partner, Zichner Ellman & Krause
Polly Greenberg, JD, Managing Director, Duff & Phelps
Michael Zytnick, JD, Senior Advisor, Group Legal, Global Financial Security, BNP Paribas

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