Regulatory Compliance Association Reviews

Speaking Faculty

Location: The New York Marriott Marquis, New York, NY
Date: May 1st, 2014

Standard Registration: $1048

Subsidized Registration: $797

Walter Zebrowski, JD, CPA, Principal, Hedgemony Partners
Chairman, Regulatory Compliance Association
Andrew Bowden, JD, Director, OCIE, SEC
Norman Champ, JD, Director, Investment Management, SEC
George Canellos, JD, Co-Director, Enforcement, SEC*
Richard Tarlowe, Chief, Complex Frauds Unit, US DOJ, SDNY
Marc Berger, JD, Chief, Securities & Commodities Task Force, US DOJ, SDNY
James Burns, JD, Deputy Director, Trading & Markets, SEC
Andrew Calamari, Director, NY Regional Office, SEC
Erozan Kurtas, PhD, Asst Director, Quantitative Team, OCIE, SEC
David Chaves, New York Supervisory Special Agent, FBI
Carlo di Florio, JD, EVP, Risk Strategy, FINRA
Daniel Driscoll, CPA, COO, NFA
Patricia Cushing, CPA, Director of Compliance, NFA
Shelby Weldon, Director of Licensing & Authorisation, Bermuda Monetary Authority

Mark Polemeni, JD, CCO, Citadel
Gregory Pusch, JD, CCO, HarbourVest
Martin Schwartz, JD, CPA, CCO, Millennium
John Hornbostel, JD, General Counsel, K2 Advisors
Steven Felsenthal, JD, Principal, GC & CCO, Millburn Ridgefield
Dov Lando, JD, GC & CCO MKP Capital
Matt Siano, JD, GC & Managing Director, Two Sigma Investments
Larry Block, JD, CCO Island Capital
Dan Margolis, JD, GC, Ellington Management Group
Brendan Kalb, JD, GC, AQR Capital
HJ Willcox, JD, CCO, AQR Capital
Scott Pomfret, JD, Regulatory Counsel, Highfields Capital
Barbara Keller, JD, Deputy CCO, Nomura
Tom Larkin, CPA, CFO, Avenue Capital
Dianne Mattioli, JD, CCO, Hedgemark Securities
Forest Wolfe, JD, GC & CCO, Angelo, Gordon & Co

Christopher Wells, JD, Partner, Proskauer
Christopher Mears, CPA, Principal, Rothstein Kass
Ralph Mittl, Principal, EY
Samer Ojjeh, Principal, EY
Koma Gandy, Senior Manager of Financial Services, EY
Jaime Kahan, CISA, CISM, CRISC, EY
Matthew Eisenberg, JD, Partner, Finn, Dixon & Herling
Tim Mungovan, JD, Partner, Proskauer
Robert Van Grover, JD, Partner, Seward & Kissel
Catherine Smith, JD, GC, Guidepoint Global
Cynthia Marian, JD, LLM, VP, CCO & Deputy Counsel, Tinicum

* Former