Regulatory Compliance Association Reviews

Speaking Faculty

DATE: MAY 6TH, 2015


Standard Registration: $898
Subsidized Registration: $698 
PracticEdge Members: $398
RCA myUniversity: Complimentary (Contact Your Curriculum Advisor)

Stephen Luparello, JD, Director, Division of Trading and Markets, SEC*
Jim Burns, JD, Deputy Director of Trading and Markets, SEC*
Andrew Calamari, JD, Director, NY Regional Office, SEC
Chris Hetner, Cybersecurity Lead, Technology Controls Program, OCIE, SEC
Timothy O’Brien, Supervisory Special Agent, FBI
Regina Thoele, SVP Compliance, National Futures Association
Patricia Cushing, CPA, Director, Audit Management and Education, NFA
Jonathan Kay, JD, Regional Director, NY Regional Office, DOL
Adam Wasserman, JD, Head of Enforcement, NYSE Regulation, NYSE:ICE
Beth Kaiser, CFA, CIPM, Director, Investment Performance Standards, CFA Institute
Elcin Yildirim, PhD, Acting Assistant Director, Quantitative Analytics Unit, SEC

Bruce Karpati, JD, Global CCO, KKR
Mark Polemeni, JD, CCO & Associate GC, Citadel Investment Group
Scott Pomfret, JD, CCO, Highfields Capital
Forest Wolfe, JD, GC, Angelo, Gordon & Co
Mike Neus, JD, GC, Perry Capital
Matthew Siano, JD, GC, Two Sigma Investments
Steve Felsenthal, JD, GC & CCO, Millburn
Brian Guzman, JD, Partner & GC, Indus Capital Partners
Dan Margolis, JD, GC Ellington Management
Mark Schein, JD, CCO, York Capital
Jim Plohg, JD, CCO, AGC, Ashford Investment Management
Michael Sheehy, JD, CCO, Core Commodity Management
John Roth, JD, LLM, General Counsel & CCO, Venor Capital Management
Lawrence Block, JD, CCO, Island Capital
Joshua Rozenberg, CPA, Assistant Controller, Visium Asset Management
Moshe Luchins, JD, Chief Compliance Officer and Deputy General Counsel, Zweig-DiMenna Associates
Bruce Kahne, JD, Partner, GC & CCO, EnTrust Capital, Inc
Beth Haddock, JD, Managing Director & Head of Institutional Compliance, Guggenheim Investments

Steve Pulkowski,CPA, Senior Manager, EY
Rudy Escalante, CEO, ICSA Software North America
Craig Redcliffe, Partner, EY
Dan Bender, Executive Director, EY
Jaime Kahan, Senior Manager, EY
Christopher Wells, JD, Partner, Proskauer
Ron Wood, JD, Partner, Proskauer
Jessel Mendes, CA, Partner, EY
Robert Van Grover, JD, Partner, Seward & Kissel
Matthew Eisenberg, JD, Partner, Finn Dixon & Herling
William Johnson, JD, Partner, King & Spalding
Ingrid Pierce, LLB, Managing Partner, Walkers
Kiernan Bell,Managing Partner, Appleby
Darren Wray, CEO, Fifth Step
Catherine Smith, JD, General Counsel, Guidepoint Global
Michael Pinsel, JD, Partner, Sidley Austin
Jun Li, CPA, Partner, FSO Tax Services, Wealth & Asset Management, EY


* Guest Lecturer
** Former
+ Invited