Regulatory Compliance Association Reviews

Cost-effective Compliance Transparency™

Cost-effective Compliance Transparency™

Previously, properly adopting the CFA Institute Asset Manager Code required an outside consultant or large commitment of internal resources.

In 2015, the CFA Institute consulted with the RCA to develop a 5 part Compliance Transparency Series™ and to build an implementation and training platform, the Compliance Transparency Platform™.

The Compliance Transparency Platform™ provides 40 step-by-step tutorials and furnishes RCA’s 350-page Model Compliance Manual to greatly reduce the time, effort and expense of implementing the CFA Asset Manager Code.

Now a CCO or GC can “staff out” the entire process to in-house personnel and the RCA.