If you are transitioning into a compliance officer role, or have compliance responsibilities – regulators will assess your accredited compliance officer training. Enforcement continues to target compliance officers, in-house counsel and operations executives with insufficient compliance training. Leading executives rely upon RCA accredited compliance officer courses and compliance officer training and become Chartered Regulatory Counsel (CRC).
Discover why over 18,000 Regulators, Compliance Officers, Legal Counsel, Operations Executives and Industry Practitioners use the RCA for their:
• “Go to” Knowledge Resource – over 4500 topics of trusted information and materials for addressing weekly challenges and issues
• Compliance Training and Remediation
• Continuing Education – CPE, CLE and Continuing Compliance Education™ (CCE™)
Meet and network with the THE LARGEST COLLECTION OF SENIOR LEVEL REGULATORS, CCOs, COOs, GCs and Practice Leaders. Obtain the most timely, comprehensive and practical coverage and materials regarding the latest developments, areas of focus, new challenges and compliance training for Hedge Funds, Private Equity, VC, RIAs, CTAs and CPOs.
REGULATORY COMPLIANCE ASSOCIATION REVIEWS: Compliance Program Transparency™ Series™ In 2016, the competition for Institutional Investor allocations continues to intensify. Recently, many asset managers have discovered a new hurdle: “Compliance Program Transparency™.” Previously, alternative investment and asset management firms could satisfy a due diligence inquiry regarding their compliance program with …