Membership in the RCA includes access to our library of compliance practice guides, donated by our corporate sponsors and membership.

Ernst & Young, Shearman Sterling, Dechert, Discovery Capital Management, McGladrey & Pullen and TurboCompliance continue to provide invaluable forms, templates, exemplar language, regulatory briefs & updates.

Please find below a sampling of the materials contained within the compliance practice guide library:

Donated by Shearman & Sterling

	Compliance Practice Guide - 206 (4) 7 Annual Review
	Compliance Briefing - 206 (4) 7 Annual Reviews
	ERISA 25% Limit Compliance Brief
	NYDOCS01 #1070895 v3 Valuation Procedures

Donated by Dechert

	SEC Issues Statement Concerning Financial Penalties
	SEC Issues Guidance on Hedge Fund Adviser Rule

Donated by Ernst & Young

	AICPA Hedge Fund Accounting Guidance
	Impact of SEC Registration for Hedge Funds
	IRS Requires Greater Transparency Required
	Rule 206 (4) 7 Annual Compliance Reviews

Donated by McGladrey & Pullen and TurboCompliance

	Countdown to the New Reality in Hedge Fund Compliance
	Compliance Monitoring
	Form of Chief Compliance Officer's Violation Log
	Form of Initial Acknowledgement Certification
	Form of Recertification
	Marketing and Advertising
	Advertising Materials Review and Approval Form
	Private Placement of Securities
	Form of Pre-Qualification Questionaire
	Account Documentation and Accuracy of Disclosure
	Form of New Client Questionaire
	Form of Pre-Qualification Questionaire
	Form of List of Authorized Persons Incumbency Certificate
	Form of Model Termination Letter
	Anti-Money Laundering
	Form of Notice to Existing Investors
	Form of Representations by Prospective Clients
	Form of Incumbency Certificate
	Form of Certification Form for Anti-Money Laundering Procedures
	Form of Letter of Reference
	Beneficial Ownership Information
	Trust Ownership Information
	Form of Payment Information Section for Subscription                     Agreements
	ERISA Compliance
	Portfolio Management and Trading
	Investor Managed Account Restrictions Form
	Form of Initial Acknowledgement Certification
	Form of Recertification
	Trade Error Report Form
	Principal Transaction Advice Form
	Form of Cross Training Report
	Best Execution and Soft Dollars
	Brokerage Committee Charter
	Sample Minutes of the Brokerage Committee of the Company
	Best Execution Analysis Checklist
	Valuation
	Fair Valuation Worksheet
	Proxy Voting
	Proxy Voting Guidelines for the Company
	Books and Records
	Privacy
	Form of Privacy Notice
	SEC Filings and Reporting
	SEC Examination Preparation Checklist