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  SPEAKING FACULTY

Walter Zebrowski JD, CPA
Chief Investment Officer, Hedgemony Partners
Chairman, RCA
Kevin O'Connor, JD
Associate Attorney General
U.S. Department of Justice (Former)
Nora Donnehy, JD
Acting United States Attorney
District of Connecticut
Past Speaker
Joan McKown, JD
Chief Counsel, Division of Enforcement
Securities and Exchange Commission
Past Speaker
Robert Kaplan, JD
Assistant Director, Division of Enforcement
Securities and Exchange Commission
Past Speaker
Gene Gohlke, PhD, CPA
Associate Director
Office of Compliance Inspection and Examination
Securities and Exchange Commission
Past Speaker
Thomas Biolsi
Associate Regional Director, New York Region
Securities and Exchange Commission
Past Speaker
James Capezzuto, JD
Attorney. North East Regional Office
Securities and Exchange Commission
Past Speaker
Meyer Eisenberg, JD
Deputy General Counsel & Director
Division of Investment Management
Securities and Exchange Commission (Former)
Professor of Law, Columbia University
Professor of Law, Willamette University
Andrew Shrimpton
Head of Hedge Fund Manager Supervision (Former)
Financial Services Authority
Bruce Robson
Manager, Asset Management Sector
Financial Services Authority
William Meck, CPA
Senior Assistant District Administrator, Philadelphia District
Securities and Exchange Commission (Former)
Sherman Boone
Assistant Director, Office of International Affairs
Securities and Exchange Commission
Past Speaker
Virginia Smith
Department of Labor, Director of Enforcement
Employee Benefits Security Administration (EBSA)
Dan Driscoll
Executive Vice President and Chief Operations Officer
National Futures Association
Patricia Cushing, CPA
Associate Director
National Futures Association
Thomas Sexton III
Senior Vice President and General Counsel
National Futures Association
Regina Thoele
Senior Vice President of Compliance
National Futures Association
Bernard Adams, JD
Principal
Adams Advisory Services
Kip Allardt
Chief Compliance Officer
Discovery Capital Management
Howard Altman, CPA
Co-Managing Principal
Rothstein Kass
Matt Auriemma, CPA
Head of Operational Due Dilligence
Barclays Global Investors
Marc Baum, JD
Partner and General Counsel
Offit Capital Advisors
Gary Berger, CPA
Principal
Rothstein Kass
Stephanie Breslow, JD
Partner
Schulte Roth & Zabel
Vince Calcagno, CPA
Principal
Rothstein Kass
James Cass
Vice President & Managing Director
SEI
Timothy Clark, JD
Partner
Proskauer Rose
Roderick Cruz, JD
Dechert
Harry Davis, JD
Partner
Schulte Roth & Zabel
Marie DeFalco, JD
Partner
Lowenstein Sandler
Helaine Dryden, JD
Chief Compliance Officer
JWM Partners
Myles Edwards, JD
Counsel
Kent, Beatty, and Gordon
Matthew Eisenberg, JD
Partner
Finn, Dixon & Herling
Marc Elovitz, JD
Partner
Schulte Roth & Zabel
Alan Fish, CPA
Partner
Ernst & Young
Larry Friend, CPA
Partner, Pricewaterhouse Coopers (Retired)
Chief Accountant, Division of Investment Management, SEC (Former)
Richard Grandini
Managing Director
RSM McGladrey
Nathan Greene, JD
Partner
Shearman & Sterling
Peter Greene, JD
Partner
Lowenstein Sandler
Roy Gurny
Managing Director
Ramius
Marcy Harris, JD
Partner
Schulte Roth & Zabel
John Iannotti
Executive Vice President
AIG Executive Liability, Errors & Omissions
Steve Ku, CPA
Chief Financial Officer Visium Asset Management
Patricia Kuhn, JD
Shearman & Sterling
Leslie Lake
Managing Director
Invus Financial Advisors, LLC
Lloyd Lipsett, JD
Senior Vice President / Associate General Council
Evergreen Investments
Simon Lorne, JD
Vice Chairman and Chief Legal Officer
Millennium Partners
Desmond Low-Kum
Senior Manager, Operation Risk Management & Compliance
Stanford Management Company
Michael Lynch
Head of Operational Risk Management
Fauchier Partners
Donald MacNeal, CPA
Partner
Ernst & Young
Richard Maloy Jr.
Certified Insurance Counselor, Certified Risk Manager, and Chief Executive Officer
Maloy Risk Services
Phil Masterson, JD
Managing Director
SEI
George Mazin, JD
Partner
Dechert
Stephen McCaffrey, JD
Senior Counsel for Plans
National Grid Corporation
Yolanda McCoy
Head Investment & Securities Division
Cayman Islands Monetary Authority (CIMA)
Mary McIvor
AIG
Chris Mears, CPA
Principal
Rothstein Kass
David Momborquette, JD
Partner
Schulte Roth & Zabel
Daniel New
Senior Manager
Ernst & Young
Samer Ojjeh
Partner
Ernst & Young
Michael Oates, CPA
Principal
Rothstein Kass
Matthew Oliver, JD
Partner
Lowenstein Sandler
Dana Pawlicki, JD
Senior Vice President
Lehman Brothers
Ingrid Pierce, LLB (Hons)
Partner
Walkers
Mark Polemeni, JD
Chief Compliance Officer
Alexandra Investment Management
Eric Roper, JD
Partner
Gersten Savage
Uzi Rosha, JD
Chief Compliance Officer
CarVal Investors
Kirk Rule, JD
Chief Compliance Officer & Senior Counsel
TPG-Axon Capital
Kevin Scanlan, JD
Partner
Dechert
Mark Schein, JD
Chief Compliance Officer
York Capital
Martin Schwartz, JD, CPA
Chief Compliance Officer
Millennium Partners
Steven Siesser, JD
Partner
Lowenstein Sandler
Steven Skolnick, JD
Partner
Lowenstein Sandler
Rohan Small, CA, AABS
Partner
Ernst & Young
Gary Stein, JD
Partner
Schulte Roth & Zabel
Sung-Hee Suh, JD
Partner
Schulte Roth & Zabel
Ashleigh Swayze, JD
Chief Operating Officer & General Counsel
Gleacher Partners
Rob Sutton, JD
Partner
Kirkland & Ellis
John Thomas, CPA
Financial Vice President & Senior Compliance Officer
BNY Mellon Asset Management
Nicholas Tsoudis, JD
Associate Director
Bear Stearns Asset Management
Arthur Tully, CPA
Partner
Ernst & Young
Christopher Wells, JD
Partner
Proskauer Rose
Steven Yadegari, JD
Senior Vice President & General Counsel
Cramer Rosenthal McGlynn
Azam Aziz, JD
Partner
Shearman & Sterling
Gregg Berman
RiskMetrics Group
Peter Bresnan, JD
Deputy Director of Enforcement
Securities and Exchange Commission (Former)
David Brown, JD
Bureau Chief
Division of Investment Protection
New York Office of Attorney General (Former)
Daniel Byrne, CPA, JD, LLM
Tax Principal
Rothstein Kass
Kenneth Gerstein, JD
Partner
Schulte Roth & Zabel
Adam Hakki, JD
Partner
Shearman & Sterling
Ted Johann, JD
General Counsel
Botti Brown Asset Management
Bruce Kahne, JD
General Counsel
EnTrust Capital
Roseanne Kelly
Head of Investment Fund Listing
Irish Stock Exchange
Shilpa Kotwal
Co-head of Operational Due Diligence
New Finance Capital
Erica Laudano, JD
Sherman & Sterling
Eugene Major
Chief Investment Officer
Dunbar Capital Management
Christopher Meyering, JD
General Counsel
Sciens Capital Management
Daniel Munley, JD
Corporate Counsel
Cohen & Company
Allison Nolan
Managing Director
Athena International Management
Marran Ogilvie, JD
Partner & Chief Operating Officer
Ramius Capital Group
Thomas Quinn
Chief Operating Officer
DiFiglia Capital Management
Chris Rexworthy
Head of Supervision
Wholesale Investment Firms
Financial Service Authority, UK (Former)
Walter Ricciardi, JD
Deputy Director, Division of Enforcement
Securities and Exchange Commission (Former)
Partner
Paul, Weiss, Rifkind, Wharton, & Garrison
Colin Sanderson, CA
Director
McGladrey & Pullen
Peter Santori, JD
Chief Counsel, Market Regulation
National Association of Securities Dealers
Aba Schubert, JD
General Counsel-Europe
Eton Park
Amy Segal
Director of Operations
Crossfields Capital Management LLC
James Shannon
Chief Compliance Officer & Chief Operating Officer,
Private Advisors
Jeffrey Shapiro, JD
Member
Lowenstein Sandler
Melissa Slade
Senior Manager, Compliance
National Futures Association
James Tomeo
Chief Operating Officer and Senior Portfolio Manager
SSARIS Advisors (a State Street Global Alliance Company)
Brian Tsai
Chief Operating Officer
Equinox Partners
Sherri Venokur
Partner
Lowenstein Sandler
Andrew Weir
Manager, Operational Due Dilligence
Stenham Advisors Plc
Amy Yates
Managing Director
Highbridge Capital Management
David Zales, JD
General Counsel
Tremblant Capital
Jill Zelenko, CPA
Chief Financial Officer / Chief Risk Officer
EnTrust Capital


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