The RCA shall announce the speaking faculty in the forthcoming weeks, which may include:

Walter Zebrowski, JD, CPA, CIO/COO, Hedgemony Partners
    Chairman, Regulatory Compliance Association

Robert Kaplan, JD, Co-Chief, Asset Management National Unit, SEC*

Gene Gholke, Ph.D., CPA, Assistant Director, OCIE, SEC*

Charlotte Buford, JD, Assistant Director, Division of Enforcement, SEC*

Daniel Driscoll, CPA, COO/EVP, National Futures Association

Regina Thoele, SVP of Compliance, National Futures Association

Thomas Sexton, JD, VP & GC, National Futures Association

Sabeth Siddique, Federal Reserve Board

Brian Valenti, Federal Reserve Board

Jonathan Kay, JD, EBSA, Department of Labor

Salvatore Scotto, Department of Treasury

Ronald Carletta, Branch Chief, CFTC

Arthur Tully, CPA, Partner, Ernst & Young

Howard Altman, CPA, Co-Managing Principal, Rothstein Kass

James Cass, VP & Managing Director, SEI

Michael Serota, CPA, Partner, Ernst & Young

Chris Mears, CPA, Principal, Rothstein Kass

Don MacNeal, CPA, Partner, Ernst & Young

Donald Vangel, CPA, Partner, Ernst & Young

Robert Van Grover, JD, Partner, Seward & Kissel

Stephen McCaffrey, JD, National Grid Corp.

Martin Schwartz, JD, CPA, CCO, Millennium Partners

Marc Baum, JD, Partner and GC, Offit Capital Advisors

James Tomeo, COO, SSARIS Advisors

Stephen McShea, JD, GC, Larch Lane Advisors

Steven Yadegari, JD, SVP & GC, Cramer Rosenthal McGlynn

Mark Schein, JD, CCO, York Capital

John Thomas, CPA, BNY Mellon Asset Management

Dana Pawlicki, JD, SVP, Neuberger Berman

Mark Polemeni, JD, CCO, Alexandra Investment Management

Lloyd Lipsett, JD, SVP/ACG, Evergreen Investments

Brian Tsai, CCO, Equinox Partners

Steven Felsenthal, JD, GC & CCO, Millburn Ridgefield

Helaine Dryden, JD, GC, Episteme Capital Partners

*  Past Speaker
** Former

For more information please call 800-306-6133 or you may register now by Clicking Here.