Over the past 12 months firms have experienced a marked increase in Regulatory inquiries.

In order to preserve their reputation and enterprise value, asset management executives must understand the EVOLVING REGULATORY ENVIRONMENT.

Moreover, regulatory examinations and due diligence reviews have identified compliance training as a significant deficiency for many firms.

The RCA’s Outreach Series can serve as your compliance training and development program, and equip your firm’s personnel to stand out as accomplished professionals in our industry

The Regulatory Compliance Association is a non for profit organization charged with the mandate of bolstering financial integrity and market stability through professional development.

To achieve this end, the RCA created the CCO University and produces continuing education programs, like our Thought Leadership Summits and Outreach Webcasts.

To preview the upcoming topics in the CCO University Outreach Series, click here.

To attend an upcoming Outreach Program, click here.